Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Dispigna is a registered representative with Principal Securities, Inc. Francis has been in the financial services industry since October 28, 1985. Francis is licensed to provide investment advice in 25 states and has been associated with Principal Securities, Inc. since March 2016. Prior to joining Principal Securities, Inc., Francis was associated with Granit Securities, LLC, Raymond James Financial Services, Inc., Hasan Growney Co. Inc., J F Lowe & Company Incorporated, G.S.G. Global Securities, Inc., Travelers Equities Sales, Inc., Greentree Securities Corp., and Brooks Weinger Robbins & Leeds Inc. Francis also has outside business activities, including ownership interests in several real estate holding companies. Francis has a total of 28 years of experience in the securities industry. Francis holds several licenses and certifications, including Series 63, 51, 24, SIE, and 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NY
06/30/2021 - Present
Principal Securities, Inc. (Melville NY)
NY
04/21/2004 - 10/31/2007
GRANITE SECURITIES, LLC (BABYLON NY)
FL
09/18/1991 - 04/21/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NA
03/02/1990 - 09/25/1991
HASAN GROWNEY CO. INC.
NA
01/03/1989 - 12/21/1989
J F LOWE & COMPANY INCORPORATED
NA
11/07/1988 - 12/21/1988
G.S.G. GLOBAL SECURITIES, INC.
NA
07/28/1988 - 11/02/1988
TRAVELERS EQUITIES SALES, INC.
NA
01/04/1988 - 07/15/1988
GREENTREE SECURITIES CORP.
NA
07/23/1985 - 02/03/1988
BROOKS WEINGER ROBBINS & LEEDS INC.
BC
Issued 08/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2019
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/24/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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