Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Adams is a financial advisor with Raymond James Financial Services, Inc. in St. Petersburg, Florida. Francis holds the Series 63, Series 10, Series 9, SIE and Series 7 licenses. Francis has been in the financial services industry since 2013. Prior to joining Raymond James, Francis worked at Merrill Lynch.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
01/16/2018 - Present
Raymond James Financial Services, Inc. (ST PETERSBURG FL)
IL
08/30/2013 - 09/28/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROLLING MEADOWS IL)
BC
Issued 09/30/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/01/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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