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Francis Desantis

Charles Schwab & CO., Inc.

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About Francis Desantis

Francis Desantis is a financial professional with over 20 years of experience in the industry. Francis is currently registered with Charles Schwab & CO., Inc. in Westlake, TX. Prior to this role, Francis held positions at Fidelity Brokerage Services LLC and PRUCO Securities Corporation. Francis holds several licenses, including Series 6, 7, 63, 65 and 66. Francis is dedicated to helping clients achieve their financial goals.

Firm Information

Francis Desantis is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Francis Desantis’s Registration & Firm History

TX

08/02/2022 - Present

Charles Schwab & CO., Inc. (Westlake TX)

MI

02/07/2002 - 07/05/2011

FIDELITY BROKERAGE SERVICES LLC (NOVI MI)

NJ

04/12/1990 - 02/02/2002

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

04/12/1990 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BC

Issued 08/11/2022

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 05/24/2010

Series 66 - Uniform Combined State Law Examination

IA

Issued 02/09/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/02/2022

Series 7TO - General Securities Representative Examination

BC

Issued 03/07/2022

SIE - Securities Industry Essentials Examination

BC

Issued 01/09/2003

Series 7 - General Securities Representative Examination

BC

Issued 04/11/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Francis Desantis. Review regulatory record here.
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