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Francis Dennis Leahy

Nylife Securities LLC

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About Francis Dennis Leahy

Francis Dennis Leahy is a financial advisor with Nylife Securities LLC. Francis has been in the industry since 1989 and has worked at Nylife Securities LLC since 11/22/1989. Francis is registered in Massachusetts, New Hampshire, and Rhode Island. Francis has passed the Series 6, Series 63, and SIE exams.

Firm Information

Francis Leahy is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Francis Leahy’s Registration & Firm History

MA

11/22/1989 - Present

Nylife Securities LLC (WESTBOROUGH MA)

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Licenses & Designations

BC

Issued 06/05/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Francis Dennis Leahy.
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