linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Francis Damian Bub

Capfinancial Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Francis? Claim Your Profile

About Francis Damian Bub

Francis Damian Bub is a financial advisor currently registered with Capfinancial Securities, LLC. Francis Bub has been in the financial industry since September 6, 1995. Francis Bub is also registered in Massachusetts and North Carolina. Previously, Francis Bub was registered with Pershing LLC, Pershing Advisor Solutions LLC, Charles Schwab & Co., Inc., Invest Financial Corporation, Robert Thomas Securities, Inc, Olde Discount Corporation and J. W. Gant & Associates, Inc. Francis Bub holds Series 7, 8, 23, 24, 63 and 66 licenses.

Firm Information

Francis Bub is currently registered with Capfinancial Securities, LLC. Capfinancial Securities, LLC is a Limited Liability Company formed on November 21, 2013. The firm is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Francis Bub’s Registration & Firm History

MA

08/27/2019 - Present

Capfinancial Securities, LLC (Boston MA)

MA

09/13/2018 - 02/13/2019

PERSHING LLC (QUINCY MA)

MA

05/24/2012 - 02/13/2019

PERSHING ADVISOR SOLUTIONS LLC (QUINCY MA)

MA

12/12/2008 - 05/29/2012

CHARLES SCHWAB & CO., INC. (BOSTON MA)

TX

10/03/1994 - 01/25/2006

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

WI

05/04/1994 - 09/29/1994

INVEST FINANCIAL CORPORATION (APPLETON WI)

FL

06/24/1992 - 03/17/1994

ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)

MI

04/03/1992 - 04/21/1992

OLDE DISCOUNT CORPORATION (DETROIT MI)

NA

11/06/1991 - 02/19/1992

J. W. GANT & ASSOCIATES, INC.

Not sure if Francis Damian Bub is right for you?

Licenses & Designations

BOTH

Issued 12/12/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/27/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 04/06/2017

Series 23 - General Securities Principal Sales Supervisor

BC

Issued 10/29/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Francis Damian Bub.
Not sure if Francis Damian Bub is right for you?