Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis D Roccograndi is a financial professional with over 30 years of experience in the industry. Francis is currently registered with Lincoln Investment and has been with the firm since 1989. Prior to joining Lincoln Investment, Francis was registered with FIRST INVESTORS CORPORATION. Francis holds licenses for Series 6, 24, 26, 62, 63, 65, 99TO and SIE exams. Francis has specialized in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
08/03/1989 - Present
Lincoln Investment (FORT WASHINGTON PA)
NA
07/09/1987 - 08/25/1987
FIRST INVESTORS CORPORATION
IA
Issued 05/23/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2001
Series 24 - General Securities Principal Examination
BC
Issued 09/04/1991
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2001
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 07/08/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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