Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileAdvisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
06/13/2014 - Present
PFS Investments Inc. (E PATCHOGUE NY)
NY
12/03/2012 - 05/09/2014
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
NY
08/15/2002 - 12/22/2010
VFINANCE INVESTMENTS, INC (BELLMORE NY)
PA
05/27/1998 - 08/22/2000
FIRST SECURITY INVESTMENTS, INC. (KINGSTON PA)
NY
11/07/1996 - 04/20/1998
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
FL
08/16/1996 - 01/13/1997
PCM SECURITIES LIMITED, L.P. (GREEN ACRES FL)
NY
05/26/1993 - 08/05/1996
MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)
NY
07/30/1992 - 05/20/1993
ROBERT TODD FINANCIAL CORP. (NEW YORK NY)
CO
10/15/1991 - 02/24/1992
TAMARON INVESTMENTS, INC. (ENGLEWOOD CO)
NE
10/29/1990 - 11/05/1991
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY (OMAHA NE)
NA
05/01/1990 - 09/13/1991
FIRST AMERICA EQUITIES CORP.
NA
09/04/1990 - 11/07/1990
BRENNAN ROSS SECURITIES, INC.
NA
02/05/1990 - 05/03/1990
VANDERBILT SECURITIES, INC.
NA
06/22/1989 - 02/14/1990
J. T. MORAN & CO., INC.
NA
05/20/1988 - 06/22/1989
J. T. MORAN & CO., INC.
NA
02/02/1987 - 05/23/1988
SHERWOOD CAPITAL, INC.
NA
11/21/1984 - 01/31/1987
FIRST JERSEY SECURITIES, INC.
BC
Issued 11/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Francis Toohey is the right advisor for you? Invested Better is here to help.
Copyright 2024 Invested Better
Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.
Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.
Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.
