Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Aitken has been in the securities industry since April 1, 2007. Francis is currently registered with UBS Fund Services (usa) LLC in Hartford, CT. Francis has also been previously registered with INTE SECURITIES LLC, FORESIDE GLOBAL SERVICES, LLC, FDX CAPITAL LLC and THOMAS CAPITAL GROUP, INC.. Francis has passed the Series 63, Series 79TO, SIE, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
10/08/2020 - Present
UBS Fund Services (usa) LLC (HARTFORD CT)
FL
06/22/2020 - 10/28/2020
INTE SECURITIES LLC (BOCA RATON FL)
NJ
08/01/2018 - 06/10/2020
FORESIDE GLOBAL SERVICES, LLC (Jersey City NJ)
NY
02/02/2016 - 06/06/2018
FDX CAPITAL LLC (NEW YORK NY)
CT
04/27/2006 - 05/04/2015
THOMAS CAPITAL GROUP, INC. (WEST HARTFORD CT)
BC
Issued 05/25/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Francis Aitken is the right advisor for you? Invested Better is here to help.
