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Francis Christopher Abbey

Planmember Securities Corp.

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About Francis Christopher Abbey

Francis Christopher Abbey is a financial advisor with Planmember Securities Corp. Francis has been in the financial services industry since 1999 and has a Series 6, Series 7 and SIE license, as well as a Series 63 license. Francis is registered with the state of Louisiana and Texas. He has held past positions with PRUCO Securities, LLC., MML INVESTORS SERVICES, LLC, MSI FINANCIAL SERVICES, INC., W&S BROKERAGE SERVICES, INC. and more. Francis also holds a Certified Financial Planner designation.

Firm Information

Francis Abbey is currently registered with Planmember Securities Corp.. Planmember Securities Corp. is a corporation formed in March 1982 with its main office in Carpinteria, CA. The firm provides financial planning, pension consulting, educational seminars, and investment supervisory services to individuals, corporations, charitable organizations, and pension and profit-sharing plans. Planmember Securities Corp. manages over $8 billion in assets under management.
Planmember Securities Corp.

6187 CARPINTERIA AVENUE

CARPINTERIA, CA 93013

$8.28B

Assets Under Management

100

Total Clients

510

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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provides investment supervisory services

Provides investment supervisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Francis Abbey’s Registration & Firm History

TX

01/08/2024 - Present

Planmember Securities Corp. (Horseshoe Bay TX)

LA

11/06/2017 - 02/05/2018

PRUCO SECURITIES, LLC. (Metairie LA)

LA

03/25/2017 - 05/11/2017

MML INVESTORS SERVICES, LLC (METAIRIE LA)

LA

10/13/2016 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (METAIRIE LA)

LA

01/05/2016 - 07/07/2016

W&S BROKERAGE SERVICES, INC. (Metairie LA)

FL

11/10/2014 - 03/30/2015

PRINCOR FINANCIAL SERVICES CORPORATION (Tampa FL)

CA

11/08/2004 - 07/01/2005

ADVANTAGE INVESTMENT STRATEGIES, INC. (WESTLAKE VILLAGE CA)

FL

04/23/2004 - 08/02/2004

INTERSECURITIES, INC. (ST. PETERSBURG FL)

FL

07/18/2003 - 03/23/2004

CP CAPITAL SECURITIES (MIAMI FL)

FL

05/01/2002 - 07/17/2003

SOVEREIGN-AMERICAN SECURITIES, INC. (NAPLES FL)

FL

07/16/2001 - 02/22/2002

KOVACK SECURITIES INC. (FT. LAUDERDALE FL)

FL

09/05/2000 - 05/22/2001

WEISS FUNDS, INC. (JUPITER FL)

MN

06/22/1998 - 05/30/2000

FORTIS INVESTORS, INC. (OAKDALE MN)

TN

09/25/1997 - 02/12/1998

SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)

FL

03/27/1997 - 06/12/1997

BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)

NY

04/06/1995 - 01/01/1996

INVESTMENT SERVICES CAPITAL CORP. (HAVERSTRAW NY)

KS

08/02/1994 - 01/10/1995

WADDELL & REED, INC. (OVERLAND PARK KS)

NY

01/21/1994 - 08/26/1994

BUTTONWOOD SECURITIES, INC. (NEW YORK NY)

MA

06/18/1993 - 12/31/1993

MUTUAL SERVICE CORPORATION (BOSTON MA)

FL

01/02/1990 - 04/21/1993

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

CA

08/16/1989 - 12/02/1989

FN INVESTMENT CENTER (SACRAMENTO CA)

MN

04/24/1989 - 08/22/1989

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

04/24/1989 - 08/22/1989

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NA

10/24/1988 - 12/17/1988

INTEGRATED RESOURCES EQUITY CORPORATION

NA

04/06/1988 - 11/10/1988

SUN INVESTMENT SERVICES COMPANY

NA

02/13/1984 - 09/07/1988

LINCOLN NATIONAL PENSION INSURANCE COMPANY

NA

02/13/1984 - 09/07/1988

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

NA

02/13/1984 - 07/13/1988

LINCOLN FINANCIAL ADVISORS CORPORATION

NA

07/06/1984 - 11/05/1986

INTEGRATED RESOURCES EQUITY CORPORATION

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Licenses & Designations

BC

Issued 10/08/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/21/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Francis Christopher Abbey.
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