Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Charles Sirianni is a financial professional with over 14 years of experience in the industry. Francis currently works for BOK Financial Securities, Inc. Francis has been with the firm since April 15, 2024. Francis also previously worked for WELLS FARGO CLEARING SERVICES, LLC, M&T SECURITIES, INC. and HSBC SECURITIES (USA) INC.. Francis has a wide range of experience in various areas of the financial services industry, including securities trading and investment management. Francis holds several licenses and certifications, including Series 7, 9, 24, 52TO, 57, 57TO, 99TO, and SIE. Francis has earned the designation of "Registered Representative" by the Financial Industry Regulatory Authority (FINRA). Francis is a Registered Representative in the state of Oklahoma.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
04/15/2024 - Present
BOK Financial Securities, Inc. (Oklahoma City OK)
NY
10/05/2022 - 10/18/2023
WELLS FARGO CLEARING SERVICES, LLC (ORCHARD PARK NY)
NY
04/03/2018 - 10/22/2020
M&T SECURITIES, INC. (Buffalo NY)
NY
05/04/2009 - 04/13/2018
HSBC SECURITIES (USA) INC. (DEPEW NY)
BC
Issued 05/21/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/21/2019
Series 24 - General Securities Principal Examination
BC
Issued 04/15/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 03/24/2024
Series 99TO - Operations Professional Examination
BC
Issued 03/24/2024
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2016
Series 57 - Securities Trader Exam
BC
Issued 04/30/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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