Unclaimed
Francis Charles Armstrong is a registered investment advisor representative with Wealth Enhancement Advisory Services, LLC. Francis Armstrong is registered in Florida and Texas. Francis Armstrong is also registered with the state of Minnesota. Francis Armstrong has been in the securities industry since 1974. Francis Armstrong's previous registrations include Royal Alliance Associates, Inc., Integrated Resources Equity Corporation, New England Securities Corporation, and Cigna Securities, Inc.. Francis Armstrong has passed the Series 63, Series 65, Series 1, and Series 24 examinations. Francis Armstrong has also passed the Uniform Investment Adviser Law Examination and the Uniform Securities Agent State Law Examination. Francis Armstrong is a principal of Wealth Enhancement Advisory Services, LLC. Francis Armstrong has been with Wealth Enhancement Advisory Services, LLC since October 2021. Francis Armstrong's specializations include portfolio management for individuals, pension consulting, financial planning, educational seminars, and selection of other advisers. Francis Armstrong's firm, Wealth Enhancement Advisory Services, LLC, provides advisory services to individuals, corporations, and other businesses. Wealth Enhancement Advisory Services, LLC is a fee-based firm that does not charge commissions. Wealth Enhancement Advisory Services, LLC also charges fixed fees, hourly charges, and a percentage of assets. Wealth Enhancement Advisory Services, LLC does not charge performance based fees. Wealth Enhancement Advisory Services, LLC has a strong reputation in the industry, and Francis Armstrong is a well-respected advisor with a long track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
10/26/2021 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
NA
11/19/1989 - 11/28/1994
ROYAL ALLIANCE ASSOCIATES, INC.
NA
11/24/1989 - 12/08/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
07/08/1983 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
08/15/1983 - 11/12/1986
NEW ENGLAND SECURITIES CORPORATION
NA
05/23/1974 - 07/16/1983
CIGNA SECURITIES, INC.
IA
Issued 07/02/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/1984
Series 24 - General Securities Principal Examination
BC
Issued 05/18/1974
Series 1 - Registered Representative Examination
Active
Inactive
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