Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Burke Dempsey is a financial advisor based in New York, New York. Francis has been in the financial industry since July 29, 1996. Francis is currently registered with Wedbush & CO., LLC and Wedbush Securities Inc. Francis has experience working with individuals, families, and businesses. Francis is dedicated to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/22/2024 - Present
Wedbush & CO., LLC (New York NY)
NY
11/04/2015 - 06/30/2016
CRT CAPITAL GROUP LLC (New York NY)
NY
06/10/2015 - 11/06/2015
PICKWICK CAPITAL PARTNERS, LLC (WHITE PLAINS NY)
CT
07/27/2011 - 06/09/2015
TOD'S POINT CAPITAL LLC (OLD GREENWICH CT)
NY
12/18/2006 - 04/05/2011
CANTOR FITZGERALD & CO. (NEW YORK NY)
CA
04/11/2005 - 11/22/2006
PRESIDIO MERCHANT PARTNERS LLC (SAN FRANCISCO CA)
NY
06/14/2000 - 04/23/2003
UBS WARBURG LLC (NEW YORK NY)
VA
10/05/1999 - 11/22/2000
FBR INVESTMENT SERVICES, INC. (ARLINGTON VA)
CA
09/16/1997 - 10/11/1999
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)
CA
01/17/1994 - 09/15/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
BC
Issued 12/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/1997
Series 24 - General Securities Principal Examination
BC
Issued 02/16/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/09/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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