Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Crowley is a financial professional with over 10 years of experience in the industry. Francis currently holds a Series 7, Series 24, and Series 63 license. Francis is registered with Bbva Securities Inc. and has previously been registered with Labranche Financial Services, LLC and GE Capital Markets, Inc. Francis is a financial professional with expertise in the financial services industry, with a focus on providing clients with tailored financial advice and investment solutions. Francis is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/27/2013 - Present
Bbva Securities Inc. (NEW YORK NY)
NY
08/19/2009 - 08/09/2010
LABRANCHE FINANCIAL SERVICES, LLC (NEW YORK NY)
NY
05/25/2007 - 03/04/2009
GE CAPITAL MARKETS, INC. (NEW YORK NY)
BC
Issued 06/07/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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