Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Miller is a financial advisor at PKS Advisory Services, LLC with over 15 years of experience in the financial industry. Francis Miller holds the Series 6, 7, 10, 24, 52, 53, 63, 65, 99, and SIE licenses. Francis Miller has previously worked at Wells Fargo Advisors, LLC, MML Investors Services, LLC, AXA Advisors, LLC, PRUCO Securities, LLC, MetLife Securities Inc, New England Securities, Tower Square Securities, Inc, Walnut Street Securities, Inc, and Ameriprise Financial Services, Inc. Francis Miller is a Chartered Financial Consultant. Francis Miller offers financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
07/10/2023 - Present
PKS Advisory Services, LLC (Chesterfield VA)
PA
08/11/2017 - 08/31/2022
WELLS FARGO CLEARING SERVICES, LLC (ALLENTOWN PA)
PA
01/11/2016 - 08/04/2017
MML INVESTORS SERVICES, LLC (BALA CYNWYD PA)
PA
02/20/2014 - 06/17/2014
AXA ADVISORS, LLC (BALA CYNWYD PA)
PA
10/11/2013 - 02/10/2014
WELLS FARGO ADVISORS, LLC (ALLENTOWN PA)
NJ
09/30/2011 - 08/08/2013
PRUCO SECURITIES, LLC. (ISELIN NJ)
NJ
03/04/2008 - 10/05/2011
METLIFE SECURITIES INC. (SOMERSET NJ)
NJ
03/04/2008 - 10/05/2011
NEW ENGLAND SECURITIES (SOMERSET NJ)
NJ
03/04/2008 - 10/05/2011
TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)
NJ
03/04/2008 - 10/05/2011
WALNUT STREET SECURITIES, INC. (SOMERSET NJ)
NJ
05/21/2007 - 11/09/2007
AMERIPRISE FINANCIAL SERVICES, INC. (CEDAR GROVE NJ)
NJ
02/03/2006 - 07/21/2006
PNC INVESTMENTS (BRANCHBURG NJ)
NY
05/30/2005 - 11/22/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 03/06/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/23/2009
Series 4 - Registered Options Principal Examination
BC
Issued 04/20/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/27/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2007
Series 7 - General Securities Representative Examination
BC
Issued 05/27/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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