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Francis Asugya Abanga

Citizens Securities, Inc.

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About Francis Asugya Abanga

Francis Asugya Abanga is a registered representative with Citizens Securities, Inc. Francis has been in the securities industry since 2007 and is currently licensed to sell securities in Connecticut, New Jersey and New York. Francis has held previous positions at J.P. Morgan Securities LLC, Santander Securities LLC, and Chase Investment Services Corp. Francis specializes in financial planning, portfolio management for individuals, and participation in a wrap fee program.

Firm Information

Francis Abanga is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Francis Abanga’s Registration & Firm History

PA

04/12/2023 - Present

Citizens Securities, Inc. (Fort Washington PA)

NY

09/18/2017 - 04/04/2023

CITIGROUP GLOBAL MARKETS INC. (BRONX NY)

NY

11/03/2014 - 09/27/2017

J.P. MORGAN SECURITIES LLC (BRONX NY)

NY

11/19/2013 - 11/10/2014

SANTANDER SECURITIES LLC (JACKSON HEIGHTS NY)

NY

10/01/2012 - 11/05/2013

J.P. MORGAN SECURITIES LLC (BRONX NY)

NY

10/24/2007 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (BRONX NY)

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Licenses & Designations

BOTH

Issued 11/23/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/31/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/2011

Series 7 - General Securities Representative Examination

BC

Issued 10/23/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Francis Asugya Abanga. Review regulatory record here.
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