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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Anthony Pineno is a financial advisor with Dakota Wealth, LLC, based in Palm Beach Gardens, FL. Francis Pineno has been in the industry since 1970 and has worked for several firms including Carter Investment Capital, Inc. and Scott & Stringfellow, Inc. Francis Pineno holds the following licenses and certifications: Series 63, Series 65, Series 24, Series 00, Series 41, and Series 1. He is a Chartered Financial Analyst. Francis Pineno specializes in portfolio management for individuals, portfolio management for investment companies, portfolio management for pooled investment vehicles, selection of other advisors, and tax preparation/filing.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Outsourced investment advisory services for other advisers; tax preparation/filing
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VA
02/15/2022 - Present
Dakota Wealth, LLC (RICHMOND VA)
VA
09/23/1996 - 11/04/1998
CARTER INVESTMENT CAPITAL, INC. (RICHMOND VA)
VA
06/21/1984 - 10/04/1994
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
IA
Issued 02/23/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/1985
Series 24 - General Securities Principal Examination
BC
Issued 07/18/1972
Series 00 - General Securities Principal Examination
BC
Issued 06/21/1984
Series 41 - NYSE Allied Member Examination
BC
Issued 02/27/1970
Series 1 - Registered Representative Examination
Active
Inactive
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