Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Anthony Doherty is a financial professional with over 27 years of experience in the industry. Francis has held various roles at reputable firms including Allianz Life Financial Services, LLC and AIG SunAmerica Capital Services, Inc. He is currently registered with Equitable Distributors, LLC and has a Series 6, Series 63, and SIE licenses. Francis holds active registrations in several states including Florida, Georgia, Maryland, New Jersey, New York, Pennsylvania, Virginia, West Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
05/05/2008 - Present
Equitable Distributors, LLC (Charlotte NC)
MN
02/17/2005 - 05/23/2008
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
NJ
04/16/1999 - 02/15/2005
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
CT
12/16/1994 - 12/09/1998
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
BC
Issued 12/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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