linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Francis Alexandru Sobaru

Susquehanna Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Francis? Claim Your Profile

About Francis Alexandru Sobaru

Francis Alexandru Sobaru is a securities professional with over 18 years of experience in the industry. Francis has a strong background in research and trading, holding the Series 7, 57TO, 86 and 87 licenses. Francis currently works as a registered representative at Susquehanna Securities, LLC. Prior to this role, Francis was a registered representative at Susquehanna Capital Group and Susquehanna Financial Group, LLLP.

Firm Information

Francis Sobaru is currently registered with Susquehanna Securities, LLC. Susquehanna Securities, LLC is a Limited Liability Company formed on August 31, 2019 and is registered in Pennsylvania. The firm has 1 approved SEC registration and 1 approved state registration. Susquehanna Securities, LLC has a total of 52 regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

254

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Francis Sobaru’s Registration & Firm History

PA

12/19/2014 - Present

Susquehanna Securities, LLC (BALA CYNWYD PA)

PA

12/03/2008 - 03/13/2015

SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)

PA

11/24/2004 - 12/03/2008

SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)

Not sure if Francis Alexandru Sobaru is right for you?

Licenses & Designations

BC

Issued 11/15/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/20/2021

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/26/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/04/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/23/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Francis Alexandru Sobaru.
Not sure if Francis Alexandru Sobaru is right for you?