Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Alexander Mlynarczyk is a registered representative with R. F. Lafferty & CO., Inc., in the New York office. Francis has been in the financial services industry since 1992 and has experience working with both individuals and businesses. Francis holds a number of licenses including Series 7, 24, 27, 55, 63, and 99TO, among others. Prior to joining R. F. Lafferty & CO., Inc., Francis worked at Scarsdale Equities LLC and Brimberg & Co. Francis is dedicated to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
07/14/2020 - Present
R. F. Lafferty & CO., Inc. (NEW YORK NY)
NY
06/27/2005 - 02/23/2021
SCARSDALE EQUITIES LLC (NEW YORK NY)
NY
10/08/1992 - 08/31/2005
BRIMBERG & CO. (NEW YORK NY)
BC
Issued 09/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/08/1993
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/15/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/06/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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