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Francis Alexander Frisch

Chapin, Davis

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About Francis Alexander Frisch

Francis Alexander Frisch is a registered investment advisor representative with Chapin, Davis in Baltimore, Maryland. Francis has been in the securities industry since May 21, 1996. Francis has a Series 7, Series 31, Series 63, and Series 65. Francis has previously worked at WELLS FARGO ADVISORS, LLC and PRUDENTIAL SECURITIES INCORPORATED.

Firm Information

Francis Frisch is currently registered with Chapin, Davis. Chapin, Davis is a corporation headquartered in BALTIMORE, MD, United States, formed on 1990-12-12. The firm provides financial planning, pension consulting, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. They have a total of 684 client accounts, with $417,434,640 in regulatory assets under management. Their client base consists primarily of individuals, with a smaller number of corporations or other businesses.
Chapin, Davis

1411 CLARKVIEW ROAD

BALTIMORE, MD 21209

$417.43M

Assets Under Management

Not reported

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Concessions paid by issuers of securities sold to clients

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Francis Frisch’s Registration & Firm History

MD

05/29/2009 - Present

Chapin, Davis (BALTIMORE MD)

MD

07/01/2003 - 06/01/2009

WELLS FARGO ADVISORS, LLC (BALTIMORE MD)

NY

05/22/1996 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/20/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/31/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 05/21/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Francis Alexander Frisch.
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