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Francine Salerno

Newedge Securities, Inc.

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About Francine Salerno

Francine Salerno is a financial advisor with over 30 years of experience in the industry. Francine is currently registered with Newedge Securities, Inc. and is licensed to sell securities in several states. Francine has a strong background in the financial services industry, having previously worked for UBS Financial Services Inc., J.P. Morgan Securities LLC, Wachovia Securities, LLC, Prudential Securities Incorporated and Thomson McKinnon Securities Inc.

Firm Information

Francine Salerno is currently registered with Newedge Securities, Inc.. Newedge Securities, Inc. is a Corporation formed on December 14, 1981. The firm is registered with the SEC and in 53 states. Newedge Securities, Inc. has a history of disclosures including 7 Regulatory Events, 1 Civil Event, and 3 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

68

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Francine Salerno’s Registration & Firm History

CT

06/02/2022 - Present

Newedge Securities, Inc. (STAMFORD CT)

NY

09/19/2013 - 05/10/2022

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

NY

10/29/2004 - 10/16/2013

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

MO

07/01/2003 - 11/11/2004

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

09/15/1989 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

10/19/1988 - 09/16/1989

THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/20/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Francine Salerno. Review regulatory record here.
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