Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francine? Claim Your ProfileFrancine Frechter is an investment advisor representative registered with Stifel, Nicolaus & Company, Inc. Francine has been in the financial services industry since 1984. She has been registered with Stifel, Nicolaus & Company, Inc. since 2014. Francine has a wide range of experience in financial services, including portfolio management for individuals and businesses, financial planning, and pension consulting. She holds the Series 3, 7, and 63 licenses, as well as the SIE and Series 65 licenses. Francine has been registered in numerous states, including New York, Texas, California, Florida, and Georgia. Francine is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/13/2019 - Present
Stifel, Nicolaus & Company, Inc. (GARDEN CITY NY)
NY
06/02/2009 - 01/09/2014
WELLS FARGO ADVISORS, LLC (GARDEN CITY NY)
NY
12/01/2000 - 06/04/2009
CITIGROUP GLOBAL MARKETS INC. (GARDEN CITY NY)
NY
09/25/1986 - 12/04/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
01/03/1984 - 09/24/1986
MACPEG, ROSS, O'CONNELL & GOLDABER, INC.
IA
Issued 11/23/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1988
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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