Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francine? Claim Your ProfileFrancine Kay Rubinstein is a registered investment advisor representative in Florida. Francine is a registered representative of Ameriprise Financial Services, LLC. She has been active in the securities industry since 1989 and holds a Series 7, Series 31, Series 63, Series 66 and Series 87 license. Francine has previously worked at Securian Financial Services, Inc., MSI Financial Services, Inc., Wells Fargo Advisors, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Stanford Group Company, Herbert J. Sims & Co. Inc., Ryan Beck & Co., Southeast Research Partners, Inc. and Neuberger & Berman. She provides portfolio management for individuals and businesses, financial planning and asset allocation services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
03/13/2020 - Present
Ameriprise Financial Services, LLC (BOCA RATON FL)
FL
09/22/2016 - 03/13/2020
SECURIAN FINANCIAL SERVICES, INC. (BOCA RATON FL)
FL
01/13/2014 - 09/20/2016
MSI FINANCIAL SERVICES, INC. (FORT LAUDERDALE FL)
FL
09/23/2011 - 01/21/2014
WELLS FARGO ADVISORS, LLC (CORAL SPRINGS FL)
FL
06/01/2009 - 10/04/2011
MORGAN STANLEY SMITH BARNEY (BOCA RATON FL)
FL
08/13/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
FL
05/03/2004 - 03/14/2006
STANFORD GROUP COMPANY (BOCA RATON FL)
CT
01/21/2004 - 04/15/2004
HERBERT J. SIMS & CO. INC. (FAIRFIELD CT)
NJ
06/28/1999 - 02/11/2003
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
11/14/1996 - 07/15/1999
SOUTHEAST RESEARCH PARTNERS, INC. (MELVILLE NY)
NJ
05/19/1993 - 11/06/1996
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
03/19/1986 - 02/05/1993
NEUBERGER & BERMAN (NEW YORK NY)
BOTH
Issued 10/21/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 08/12/2008
Series 7 - General Securities Representative Examination
BC
Issued 01/18/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
Active
Inactive
F
FINRA
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