Unclaimed
Francine Christine Eaves-ranft is an investment professional with over 30 years of experience in the financial industry. Francine is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Francine has held prior positions with HORNOR, TOWNSEND & KENT, INC., SUMMIT BROKERAGE SERVICES, INC., CETERA ADVISOR NETWORKS LLC, CETERA FINANCIAL SPECIALISTS LLC, CETERA INVESTMENT SERVICES LLC, CETERA ADVISORS LLC, SECURITIES AMERICA, INC., H&R BLOCK FINANCIAL ADVISORS, INC., NATIONAL PLANNING CORPORATION, E*TRADE SECURITIES, INCORPORATED, FIRST UNION SECURITIES, INC., and KEMPER CLEARING CORP. Francine has a broad range of experience, having served clients of varying types including individuals, businesses, charitable organizations, pension plans, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/14/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (EXTON PA)
PA
10/01/2015 - 07/15/2016
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
CO
09/11/2015 - 09/24/2015
SUMMIT BROKERAGE SERVICES, INC. (Denver CO)
CO
07/18/2012 - 09/24/2015
CETERA ADVISOR NETWORKS LLC (DENVER CO)
CO
07/18/2012 - 09/24/2015
CETERA FINANCIAL SPECIALISTS LLC (DENVER CO)
CO
07/18/2012 - 09/24/2015
CETERA INVESTMENT SERVICES LLC (DENVER CO)
CO
05/12/2010 - 09/24/2015
CETERA ADVISORS LLC (DENVER CO)
CO
04/08/2008 - 05/06/2010
SECURITIES AMERICA, INC. (DENVER CO)
CO
05/05/2003 - 02/22/2008
H&R BLOCK FINANCIAL ADVISORS, INC. (DENVER CO)
CA
11/19/2001 - 08/07/2002
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
NJ
03/07/2001 - 08/24/2001
E*TRADE SECURITIES, INCORPORATED (JERSEY CITY NJ)
MO
11/29/1993 - 02/12/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
WI
08/26/1991 - 10/05/1993
KEMPER CLEARING CORP. (MILWAUKEE WI)
BOTH
Issued 02/17/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/22/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/08/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 08/23/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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