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Francine Christine Eaves-ranft

Merrill Lynch, Pierce, Fenner & Smith Inc.

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About Francine Christine Eaves-ranft

Francine Christine Eaves-ranft is an investment professional with over 30 years of experience in the financial industry. Francine is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Francine has held prior positions with HORNOR, TOWNSEND & KENT, INC., SUMMIT BROKERAGE SERVICES, INC., CETERA ADVISOR NETWORKS LLC, CETERA FINANCIAL SPECIALISTS LLC, CETERA INVESTMENT SERVICES LLC, CETERA ADVISORS LLC, SECURITIES AMERICA, INC., H&R BLOCK FINANCIAL ADVISORS, INC., NATIONAL PLANNING CORPORATION, E*TRADE SECURITIES, INCORPORATED, FIRST UNION SECURITIES, INC., and KEMPER CLEARING CORP. Francine has a broad range of experience, having served clients of varying types including individuals, businesses, charitable organizations, pension plans, and high-net-worth individuals.

Firm Information

Francine Eaves-ranft is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Merrill Lynch, Pierce, Fenner & Smith Inc., established in 1958, is a corporation headquartered in NEW YORK, NY. They offer a wide range of financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars. They are registered with the SEC and in all 50 states, with over 26,000 investment advisor representatives and registered representatives. Their services target high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies. They manage assets exceeding $1 trillion, demonstrating their extensive experience in the financial industry.
Merrill Lynch, Pierce, Fenner & Smith Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

$1.27T

Assets Under Management

16,965

Total Clients

25,158

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Francine Eaves-ranft’s Registration & Firm History

PA

10/14/2016 - Present

Merrill Lynch, Pierce, Fenner & Smith Inc. (EXTON PA)

PA

10/01/2015 - 07/15/2016

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

CO

09/11/2015 - 09/24/2015

SUMMIT BROKERAGE SERVICES, INC. (Denver CO)

CO

07/18/2012 - 09/24/2015

CETERA ADVISOR NETWORKS LLC (DENVER CO)

CO

07/18/2012 - 09/24/2015

CETERA FINANCIAL SPECIALISTS LLC (DENVER CO)

CO

07/18/2012 - 09/24/2015

CETERA INVESTMENT SERVICES LLC (DENVER CO)

CO

05/12/2010 - 09/24/2015

CETERA ADVISORS LLC (DENVER CO)

CO

04/08/2008 - 05/06/2010

SECURITIES AMERICA, INC. (DENVER CO)

CO

05/05/2003 - 02/22/2008

H&R BLOCK FINANCIAL ADVISORS, INC. (DENVER CO)

CA

11/19/2001 - 08/07/2002

NATIONAL PLANNING CORPORATION (LOS ANGELES CA)

NJ

03/07/2001 - 08/24/2001

E*TRADE SECURITIES, INCORPORATED (JERSEY CITY NJ)

MO

11/29/1993 - 02/12/2001

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

WI

08/26/1991 - 10/05/1993

KEMPER CLEARING CORP. (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 02/17/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/03/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/06/2009

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/22/2008

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/08/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/21/2006

Series 31 - Futures Managed Funds Examination

BC

Issued 08/23/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Francine Christine Eaves-ranft. Review regulatory record here.
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