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Francine A Pena

Cetera Advisor Networks LLC

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About Francine A Pena

Francine A Pena is a financial advisor with Cetera Advisor Networks LLC. Francine has been in the industry since June 24, 1998. Francine has passed the Securities Industry Essentials Examination and the Investment Company Products/Variable Contracts Representative Examination. Francine is registered with FINRA and is currently working in Belen, New Mexico.

Firm Information

Francine Pena is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Francine Pena’s Registration & Firm History

NM

06/25/1998 - Present

Cetera Advisor Networks LLC (BELEN NM)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Francine A Pena.
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