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Francina Hollaway

Cetera Financial Specialists LLC

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About Francina Hollaway

Francina Hollaway is a financial advisor with Cetera Financial Specialists LLC, based in Sarasota, FL. Francina has been in the financial industry for over 10 years. Francina is registered with the state of Florida. Prior to her current role, Francina was registered with InterVest International Equities Corporation and HD Vest Investment Services. Francina holds Series 6 and Series 63 licenses.

Firm Information

Francina Hollaway is currently registered with Cetera Financial Specialists LLC. Cetera Financial Specialists LLC is a Limited Liability Company formed on October 31, 2012, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Francina Hollaway’s Registration & Firm History

FL

10/16/2023 - Present

Cetera Financial Specialists LLC (SARASOTA FL)

FL

02/14/2019 - 10/17/2023

INTERVEST INTERNATIONAL EQUITIES CORPORATION (Sarasota FL)

FL

05/07/2013 - 02/22/2019

HD VEST INVESTMENT SERVICES (Sarasota FL)

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Licenses & Designations

BC

Issued 04/06/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/06/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Francina Hollaway.
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