Unclaimed
Francetta Earlene Slacum is a registered representative with Capfinancial Securities, LLC. Francetta holds the Series 6, Series 7, and Series 63 licenses as well as the SIE exam. Francetta has been in the securities industry since April 19, 1997. Francetta was previously registered with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC from June 11, 1996 to September 19, 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
07/30/2018 - Present
Capfinancial Securities, LLC (RALEIGH NC)
GA
06/11/1996 - 09/19/2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (ATLANTA GA)
BC
Issued 06/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2007
Series 7 - General Securities Representative Examination
BC
Issued 06/10/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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