Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francesco? Claim Your ProfileFrancesco Rose is a financial advisor with UBS Financial Services Inc. Francesco has been in the financial industry since 2001. Francesco has worked with a number of firms throughout their career, including MetLife Securities Inc., New England Securities, Tower Square Securities, Inc., Walnut Street Securities, Inc., The Concord Equity Group, LLC, First Montauk Securities Corp., Futureshare Financial LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Francesco is registered in New Jersey and holds Series 7, 24, 55, 57TO, and 63 licenses. Francesco specializes in securities, investment advisory, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
11/22/2013 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NJ
11/08/2007 - 11/08/2013
METLIFE SECURITIES INC. (SOMERSET NJ)
NJ
11/08/2007 - 11/08/2013
NEW ENGLAND SECURITIES (SOMERSET NJ)
NJ
11/12/2007 - 09/06/2013
TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)
NJ
11/08/2007 - 09/06/2013
WALNUT STREET SECURITIES, INC. (SOMERSET NJ)
NJ
11/14/2003 - 06/01/2007
THE CONCORD EQUITY GROUP, LLC (ISELIN NJ)
NJ
08/04/2003 - 09/17/2003
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NJ
09/07/2000 - 05/07/2002
FUTURESHARE FINANCIAL LLC (JERSEY CITY NJ)
NY
09/27/1999 - 09/07/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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