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Francesco Anthony Cavitolo

Santander US Capital Markets LLC

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About Francesco Anthony Cavitolo

Francesco Cavitolo is a financial advisor with over 17 years of experience in the industry. Francesco currently works for Santander US Capital Markets LLC. Previously, Francesco was registered with Santander Investment Securities Inc., Pershing LLC, Banc of America Investment Services, Inc., Quick & Reilly, Inc., McLaughlin, Piven, Vogel Securities, Inc., Fordham Financial Management, Inc., and Hornblower & Weeks, Inc. Francesco holds FINRA Series 7, 63, 99TO and SIE licenses and is registered in the state of New York.

Firm Information

Francesco Cavitolo is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Francesco Cavitolo’s Registration & Firm History

NY

02/06/2023 - Present

Santander US Capital Markets LLC (NEW YORK NY)

NY

11/16/2021 - 02/06/2023

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

NJ

10/30/2017 - 08/31/2021

PERSHING LLC (JERSEY CITY NJ)

MA

10/20/2004 - 09/13/2005

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NY

10/17/2003 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

NY

07/02/2003 - 09/15/2003

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)

NY

04/03/2003 - 06/23/2003

FORDHAM FINANCIAL MANAGEMENT, INC. (NEW YORK NY)

NY

08/08/2001 - 09/04/2002

HORNBLOWER & WEEKS, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/21/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Francesco Anthony Cavitolo.
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