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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francesca? Claim Your ProfileFrancesca Louisa Battista is an investment advisor representative and registered representative with Cetera Investment Advisers LLC, based in New York, NY. Francesca has been in the financial services industry since December 2016. She holds Series 6, 7, 63, and 65 licenses, as well as the Securities Industry Essentials (SIE) designation. Francesca provides financial planning, educational seminars, and portfolio management services to individuals, businesses, and corporations. She also serves as an investment advisor representative for Cetera Investment Advisers LLC, managing investments for clients in New Jersey, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/26/2022 - Present
Cetera Investment Advisers LLC (NEW YORK NY)
NY
12/07/2016 - 06/24/2019
FORESTERS FINANCIAL SERVICES, INC. (NEW YORK NY)
IA
Issued 12/23/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/7/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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