Unclaimed
Francesca Falato is a financial advisor registered with Capital Client Group, Inc. Francesca has been in the industry for over 2 years and has registrations in several states. Francesca is licensed in Indiana and other states to offer financial advisory services. Francesca is also licensed to sell securities through Capital Client Group, Inc. and offers a variety of financial services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
IN
02/01/2022 - Present
Capital Client Group, Inc. (CARMEL IN)
BOTH
Issued 02/01/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/13/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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