Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francesca? Claim Your ProfileFrancesca Ann-renee Fassino is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. She has been in the securities industry since 2020. She is registered with the following states: Arizona, California, Colorado, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Massachusetts, Minnesota, Nevada, New Mexico, New York, Oregon, South Carolina, South Dakota, Texas, Virginia, Washington, and Wyoming. She is also registered with the Financial Industry Regulatory Authority (FINRA) as a general securities representative. Francesca Ann-renee Fassino is a Series 7, Series 63, and Series 65 licensed advisor. She holds the Securities Industry Essentials (SIE) certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/20/2021 - Present
Wells Fargo Clearing Services, LLC (ENCINO CA)
IA
Issued 04/30/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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