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Francesca A Richards

Mutual OF America Securities LLC

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About Francesca A Richards

Francesca Richards is a financial professional with over 5 years of experience in the financial services industry. Francesca currently holds a Series 6 and SIE license with Mutual Of America Securities LLC. Francesca has a broad range of experience in the industry having previously held positions with Mutual Of America Life Insurance Company. Francesca is committed to providing her clients with comprehensive financial guidance.

Firm Information

Francesca Richards is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Francesca Richards’s Registration & Firm History

CA

09/28/2020 - Present

Mutual OF America Securities LLC (LONG BEACH CA)

CA

08/17/2017 - 11/11/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (LONG BEACH CA)

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Licenses & Designations

BC

Issued 04/18/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Francesca A Richards.
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