Unclaimed
Frances Yuri Smith is an investment advisor with Farmers Financial Solutions, LLC. Frances has been in the industry since April 9, 2007 and is registered with the state of California. Frances is licensed with Series 6, Series 63 and SIE. Frances's office is located in Bellflower, California. Frances has worked at Farmers Financial Solutions, LLC previously in Westlake Village, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/31/2008 - Present
Farmers Financial Solutions, LLC (BELLFLOWER CA)
CA
09/28/2000 - 09/19/2001
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
BC
Issued 08/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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