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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frances? Claim Your ProfileFrances Young Lee is an investment advisor representative with Coldstream Wealth Management in Bellevue, Washington. Frances has been in the industry since 2015 and has experience with a variety of investment products and services. Frances holds Series 7 and 66 licenses, and has been registered with the state of Washington since 2019. Prior to joining Coldstream Wealth Management, Frances was a registered representative with Umpqua Investments, Inc. and Capital One Investing, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Project by project basis
1
2
WA
05/29/2019 - Present
Coldstream Wealth Management (BELLEVUE WA)
WA
03/27/2017 - 05/20/2019
UMPQUA INVESTMENTS, INC. (SEATTLE WA)
WA
06/02/2015 - 11/09/2016
CAPITAL ONE INVESTING, LLC (SEATTLE WA)
BOTH
Issued 11/02/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/19/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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