Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frances? Claim Your ProfileFrances Mangan is a financial professional with over 5 years of experience in the securities industry. Frances is currently registered with Forge Securities LLC, and has previously worked at UBS Financial Services Inc., Wells Fargo Advisors, LLC, and Credit Suisse Securities (USA) LLC. Frances holds Series 7, SIE, and Series 66 securities licenses and is registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/08/2019 - Present
Forge Securities LLC (NEW YORK NY)
NY
09/01/2016 - 10/03/2019
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
CT
03/30/2016 - 08/03/2016
WELLS FARGO ADVISORS, LLC (GREENWICH CT)
NY
02/09/2016 - 04/18/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BOTH
Issued 08/12/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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