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Frances Vay

Citigroup Global Markets Inc.

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About Frances Vay

Frances Vay is a registered representative with Citigroup Global Markets Inc., based in New York, NY. Frances holds Series 6, 63, and SIE licenses and has been active in the industry since August 2019. Prior to joining Citigroup, Frances was employed by NYLIFE Securities LLC in Glendale, CA. Frances specializes in providing investment advice and portfolio management services for individuals, high-net-worth individuals, corporations, and businesses.

Firm Information

Frances Vay is currently registered with Citigroup Global Markets Inc.. Citigroup Global Markets Inc. is a corporation formed in October 1998, headquartered in New York, NY. The firm provides a wide range of investment advisory services including financial planning, asset allocation advice, pension consulting, publication of periodicals, selection of other advisors, and portfolio management for individuals, businesses, and other clients. With over 10,000 employees, including licensed agents, investment advisor representatives, and registered representatives, Citigroup Global Markets Inc. manages over $40 billion in assets for clients across various client types, including individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm is registered with the SEC and in all 50 states.
Citigroup Global Markets Inc.

388 GREENWICH STREET

NEW YORK, NY 10013

$40.52B

Assets Under Management

11,754

Total Clients

3,637

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Frances Vay’s Registration & Firm History

NY

01/03/2022 - Present

Citigroup Global Markets Inc. (NEW YORK NY)

CA

07/23/2019 - 12/17/2021

NYLIFE SECURITIES LLC (GLENDALE CA)

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Licenses & Designations

BC

Issued 03/14/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/23/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/28/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frances Vay.
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