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Frances Vaughan Thomas

MML Strategic Distributors, LLC

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About Frances Vaughan Thomas

Frances Vaughan Thomas is a financial advisor with over 15 years of experience in the industry. Frances holds Series 7, Series 24 and SIE licenses. Frances is currently registered with MML Strategic Distributors, LLC and MML Investors Services, LLC. Frances has worked previously with MSI Financial Services, Inc..

Firm Information

Frances Thomas is currently registered with MML Strategic Distributors, LLC. MML Strategic Distributors, LLC is a Limited Liability Company formed on June 7, 2013. The firm is registered in 52 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frances Thomas’s Registration & Firm History

MA

07/28/2021 - Present

MML Strategic Distributors, LLC (SPRINGFIELD MA)

MA

12/07/2016 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

BC

Issued 11/29/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frances Vaughan Thomas.
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