Unclaimed
Frances Vaughan Thomas is a financial advisor with over 15 years of experience in the industry. Frances holds Series 7, Series 24 and SIE licenses. Frances is currently registered with MML Strategic Distributors, LLC and MML Investors Services, LLC. Frances has worked previously with MSI Financial Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
07/28/2021 - Present
MML Strategic Distributors, LLC (SPRINGFIELD MA)
MA
12/07/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 11/29/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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