Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frances? Claim Your ProfileFrances Gardner is a financial advisor with over 30 years of experience in the industry. Frances Gardner is currently registered with Kestra Advisory Services, LLC and Kestra Investment Services, LLC. Frances Gardner provides financial planning, portfolio management, and insurance services. Frances Gardner has a Series 6, 7, 63, and SIE licenses and is also a Certified Financial Planner. Frances Gardner has worked for several other firms, including Hornor Townsend & Kent, LLC, Cadaret Grant & Co., Inc., AIG Equity Sales Corp., and Sun Investment Services Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
02/13/2019 - Present
Kestra Advisory Services, LLC (Addison TX)
TX
09/03/1999 - 03/07/2019
HORNOR, TOWNSEND & KENT, LLC (ADDISON TX)
NY
01/02/1998 - 11/05/1999
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
07/01/1997 - 01/02/1998
AIG EQUITY SALES CORP. (NEW YORK NY)
MA
10/28/1991 - 07/02/1997
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
BC
Issued 09/27/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/24/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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