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Frances Mckayla Wabalas

Fidelity Brokerage Services LLC

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About Frances Mckayla Wabalas

Frances Mckayla Wabalas is a registered representative with Fidelity Brokerage Services LLC and has been in the industry since September 2022. Frances holds the Series 63, Series 7TO and SIE licenses and is registered in all 50 states, Puerto Rico and the Virgin Islands. Frances specializes in providing comprehensive financial advice and investment solutions to individuals and families.

Firm Information

Frances Wabalas is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frances Wabalas’s Registration & Firm History

NC

09/16/2022 - Present

Fidelity Brokerage Services LLC (DURHAM NC)

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Licenses & Designations

BC

Issued 09/26/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/16/2022

Series 7TO - General Securities Representative Examination

BC

Issued 09/09/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Frances Mckayla Wabalas.
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