Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frances? Claim Your ProfileFrances Devaney is an experienced financial advisor with over 25 years of experience in the financial services industry. Frances is currently registered with LPL Financial LLC and has previously worked with Ameriprise Financial Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Frances specializes in providing a range of services to individual clients, including financial planning, portfolio management and educational seminars. Frances holds Series 7, Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
11/23/2020 - Present
LPL Financial LLC (YORKTOWN HEIGHTS NY)
NY
02/24/2009 - 11/24/2020
AMERIPRISE FINANCIAL SERVICES, LLC (Jefferson Valley NY)
NY
02/27/1996 - 06/30/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MOUNT KISCO NY)
IA
Issued 05/20/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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