Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frances? Claim Your ProfileFrances Fuentes is a registered representative with Universal Financial Services Inc. Frances has been in the industry since 2007. Frances has a Series 7, Series 6, and Series 63 license. Frances is registered in Puerto Rico. Frances has worked at Universal Financial Services Inc. since 2013 and previously worked at MFS FUND DISTRIBUTORS, INC. and SUN LIFE FINANCIAL DISTRIBUTORS, INC. Frances holds a SIE, Series 7, and Series 6 license. Frances's firm has $374,368,239 in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
PR
06/14/2013 - Present
Universal Financial Services Inc. (Guaynabo PR)
MA
06/29/2009 - 12/31/2012
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
MA
08/21/2006 - 06/19/2009
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 10/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/19/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Frances Fuentes is the right advisor for you? Invested Better is here to help.
