Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frances? Claim Your ProfileFrances M. Barrette is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Frances has been in the industry since October 22, 1993. Frances is also registered as an investment advisor representative. Frances has a Series 7, Series 63, and SIE license. Frances has been affiliated with Merrill Lynch, Pierce, Fenner & Smith Inc. since January 22, 2003, and has previously worked at Janney Montgomery Scott LLC, A. G. Edwards & Sons, Inc., and Chatfield Dean & Co., Inc. Frances M. Barrette specializes in providing financial advice to individuals, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/08/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENWICH CT)
CT
07/27/2007 - 08/10/2007
JANNEY MONTGOMERY SCOTT LLC (DARIEN CT)
CT
01/22/2003 - 07/31/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREENWICH CT)
MO
12/14/1993 - 03/01/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
CO
01/17/1992 - 08/02/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 12/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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