Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frances? Claim Your ProfileFrances Lee Coombes is a financial professional with experience in the industry since 2013. Frances is currently registered with Capital Client Group, Inc. in Los Angeles, California. Frances's previous role was with FRANKLIN DISTRIBUTORS, LLC in Pasadena, California. Frances holds the Series 63, SIE and Series 7 licenses and is registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
05/09/2024 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
CA
06/07/2013 - 04/08/2024
FRANKLIN DISTRIBUTORS, LLC (PASADENA CA)
BC
Issued 07/05/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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