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Frances Kaye Martin

Sunbelt Securities, Inc.

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About Frances Kaye Martin

Frances Kaye Martin is a financial advisor based in Austin, TX. Frances has been a financial advisor for over 40 years and currently works for Sunbelt Securities, Inc. Frances specializes in providing financial advice to individuals, businesses, and charitable organizations. Her areas of expertise include financial planning, portfolio management, and selection of other advisors. Frances holds the Series 7 and Series 63 licenses.

Firm Information

Frances Martin is currently registered with Sunbelt Securities, Inc.. Sunbelt Securities, Inc. is a corporation headquartered in Houston, Texas, that provides investment advisory services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. They offer portfolio management, financial planning, and selection of other advisors. The firm is registered with the SEC and has a total of $1.91 billion in regulatory assets under management.
Sunbelt Securities, Inc.

2700 POST OAK BLVD STE 1700

HOUSTON, TX 77056

$1.91B

Assets Under Management

1

Total Clients

80

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Frances Martin’s Registration & Firm History

TX

06/09/2006 - Present

Sunbelt Securities, Inc. (AUSTIN TX)

TX

01/24/2003 - 06/08/2006

TRADESTAR INVESTMENTS,INC. (HOUSTON TX)

TX

01/24/2003 - 11/03/2005

FISERV INVESTOR SERVICES, INC. (HOUSTON TX)

TX

08/07/1998 - 02/10/2003

OXFORD FINANCIAL GROUP (HOUSTON TX)

TX

10/07/1994 - 10/29/1998

TEXAS CAPITAL SECURITIES, INC. (HOUSTON TX)

TX

11/09/1987 - 08/18/1994

TRADESTAR INVESTMENTS,INC. (HOUSTON TX)

NA

07/20/1983 - 11/09/1987

MPACT BROKERS INC.

NA

12/10/1981 - 02/09/1983

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

BC

Issued 02/12/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frances Kaye Martin.
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