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Frances Johnetta Sweatt clark

Avantax Investment Services, Inc.

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About Frances Johnetta Sweatt clark

Frances Johnetta Sweatt clark is a registered representative with Avantax Investment Services, Inc. Frances is licensed in Maryland. Frances has passed the Series 7TO and SIE exams. Frances has been in the industry since September 3, 2022.

Firm Information

Frances Sweatt clark is currently registered with Avantax Investment Services, Inc.. Avantax Investment Services, Inc. is a Corporation formed in April 1983. The firm is registered with the SEC and in 53 states, providing services across the United States.

Not reported

Assets Under Management

Not reported

Total Clients

482

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frances Sweatt clark’s Registration & Firm History

MD

09/04/2022 - Present

Avantax Investment Services, Inc. (SILVER SPRING MD)

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Licenses & Designations

BC

Issued 09/03/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/24/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frances Johnetta Sweatt clark.
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