Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frances? Claim Your ProfileFrances Briggs is a registered representative with Vanguard Marketing Corp. Frances is licensed in 53 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Frances passed the General Securities Representative Examination (Series 7TO), the Securities Industry Essentials Examination (SIE), and the Uniform Securities Agent State Law Examination (Series 63) for broker-dealer registration. Frances has been in the securities industry for less than one year. Frances is based out of the Malvern, Pennsylvania office of Vanguard Marketing Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
09/01/2023 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 09/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/13/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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