Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frances? Claim Your ProfileFrances Dines is a financial advisor with over 14 years of experience in the financial industry. Frances currently works at Stifel, Nicolaus & Company, Inc. and has held previous positions at WELLS FARGO CLEARING SERVICES, LLC. Frances has a strong track record of success in helping clients achieve their financial goals. Frances is committed to providing personalized financial advice and guidance to her clients, and is dedicated to building long-term relationships. Frances has earned a variety of licenses and certifications including Series 7, Series 63 and the SIE exam. Frances is registered in 41 states. Frances specializes in providing financial advice to individuals, high-net-worth individuals, families, trusts, and businesses. Frances offers a wide range of financial services, including investment management, financial planning, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2018 - Present
Stifel, Nicolaus & Company, Inc. (DEWITT NY)
NY
04/14/2008 - 06/18/2018
WELLS FARGO CLEARING SERVICES, LLC (DEWITT NY)
BC
Issued 04/09/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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