Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frances? Claim Your ProfileFrances Kerhulas has over 30 years of experience in the financial services industry. Frances currently works at Raymond James Financial Services Advisors, Inc. and is registered with FINRA and the state of South Carolina. Frances is a Series 63, 65, 7, 8, 9, 10, 3, 99TO, and SIE licensed professional and is a General Securities Representative, Investment Advisor Representative and has principal qualifications. Frances has also previously worked at Oppenheimer & Co. Inc. and Morgan Stanley. Frances is dedicated to providing her clients with comprehensive financial planning services and investment management strategies tailored to their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
SC
04/26/2021 - Present
Raymond James Financial Services Advisors, Inc. (Spartanburg SC)
NC
08/14/2013 - 04/30/2021
OPPENHEIMER & CO. INC. (ASHEVILLE NC)
SC
06/01/2009 - 11/06/2012
MORGAN STANLEY (SPARTANBURG SC)
SC
11/23/1988 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SPARTANBURG SC)
IA
Issued 03/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/16/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2000
Series 3 - National Commodity Futures Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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