Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frances? Claim Your ProfileFrances Diana Hamby is a registered representative and investment advisor representative. She is currently employed by Raymond James & Associates, Inc. located in Kingsport, Tennessee. Frances has been in the financial services industry for over 25 years. Frances is a Series 6, 7, 63, 65 and 24 licensed representative. Frances offers a range of financial services to individuals, families and businesses. Frances is committed to providing her clients with personalized financial advice that is tailored to their specific needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
02/13/2013 - Present
Raymond James & Associates, Inc. (KINGSPORT TN)
TN
02/13/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (KINGSPORT TN)
TN
06/01/2000 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (KINGSPORT TN)
TN
11/07/1997 - 05/11/2000
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
NC
05/06/1994 - 10/29/1997
SIGNET FINANCIAL SERVICES,INC. (CHARLOTTE NC)
IA
Issued 01/02/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/03/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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